Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 285 1,734.77 95.01 101,577,515
Mutual Fund 318 817.66 53.62 57,328,723
Insider 12 22.04 1.46 1,559,081

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 145 249.31 13.81 14,767,346
Sellers 104 -235.47 13.08 -13,980,248
Net -- 13.84 0.73 787,098

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,734.77 95.01 101,577,515
Top 10 Inst. 1,134.26 61.34 65,576,001
Top 20 Inst. 1,348.58 73.39 78,465,135
Top 50 Inst. 1,588.03 86.80 92,804,019

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 57 164.15 9.09 9,722,799
Aggressive Growth 2 1.95 0.11 116,838
Core Growth 41 111.97 6.22 6,653,317
Growth 14 50.23 2.76 2,952,644
Income 4 4.77 0.27 291,209
Income Value 2 4.64 0.26 275,940
Yield 2 0.13 0.01 15,269
Index 36 654.89 36.49 39,011,544
Other 88 574.96 32.16 34,379,024
Broker Dealer 17 30.21 1.68 1,798,045
GARP 32 309.87 17.38 18,576,988
Hedge Fund 35 195.44 10.89 11,640,288
Sector Specific 1 38.06 2.12 2,265,500
Specialty 3 1.38 0.09 98,203
Value 40 91.69 5.07 5,419,117
Core Value 36 41.71 2.29 2,443,626
Deep Value 4 49.99 2.78 2,975,491

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 14,947,950 13.98 1,075,515 9/30/18
PRIMECAP Management Company 11,160,000 10.44 1,034,000 9/30/18
The Vanguard Group, Inc. 10,910,048 10.20 639,075 9/30/18
State Street Global Advisors (US) 5,976,812 5.59 701,540 9/30/18
Consonance Capital Management LP 5,829,878 5.45 -1,133,878 9/30/18
Shrotriya (Rajesh C) 4,988,879 4.67 134,949 7/30/18
Eastern Capital, Ltd. 4,737,307 4.43 -- 12/20/17
ArrowMark Colorado Holdings, LLC 2,383,727 2.23 2,333,403 9/30/18
Fidelity Management & Research Company 2,375,900 2.22 -2,173,851 9/30/18
OrbiMed Advisors, LLC 2,265,500 2.12 2,265,500 9/30/18
Renaissance Technologies LLC 1,648,700 1.54 -1,868,700 9/30/18
Citadel LLC 1,570,731 1.47 307,667 9/30/18
BlackRock Financial Management, Inc. 1,569,573 1.47 57,994 9/30/18
Invesco Capital Management LLC 1,360,241 1.27 626,333 9/30/18
Fidelity Institutional Asset Management 1,339,516 1.25 -157,837 9/30/18
Macquarie Investment Management 1,256,843 1.18 399,735 9/30/18
Northern Trust Investments, Inc. 1,222,348 1.14 58,303 9/30/18
Geode Capital Management, L.L.C. 1,025,404 0.96 56,868 9/30/18
Candriam Belgium S.A. 948,100 0.89 279,000 11/30/18
Nuveen LLC 947,678 0.89 -7,973 9/30/18
Voya Investment Management LLC 888,414 0.83 -38,797 9/30/18
Mellon Investments Corporation 838,019 0.78 53,115 9/30/18
Principal Global Investors (Equity) 832,214 0.78 73,210 9/30/18
Sonora Investment Management, LLC 744,714 0.70 445,747 9/30/18
Dimensional Fund Advisors, L.P. 736,284 0.69 -382,753 9/30/18
PanAgora Asset Management Inc. 686,655 0.64 73,618 9/30/18
Candriam Luxembourg S.A. 669,100 0.63 374,600 9/30/18
Charles Schwab Investment Management, Inc. 599,558 0.56 34,079 9/30/18
Wells Fargo Advisors 579,346 0.54 -318,708 9/30/18
Columbia Threadneedle Investments (US) 573,011 0.54 41,375 9/30/18
Ashford Capital Management, Inc. 537,644 0.50 111,942 9/30/18
Norges Bank Investment Management (NBIM) 528,460 0.49 528,460 12/31/17
BlackRock Investment Management, LLC 525,142 0.49 8,431 9/30/18
Cormorant Asset Management, LP 500,000 0.47 -700,000 9/30/18
BlackRock Investment Management (UK) Ltd. 495,924 0.46 64,031 9/30/18
Goldman Sachs & Company, Inc. 427,197 0.40 90,023 9/30/18
Turgeon (Joseph W) 421,542 0.39 97,123 1/11/19
J. Goldman & Co., L.P. 409,426 0.38 -284,912 9/30/18
Deutsche Asset Management Americas 393,978 0.37 118,777 9/30/18
UBS Financial Services, Inc. 305,318 0.29 303,230 9/30/18
Gustafson (Kurt A) 302,355 0.28 100,326 1/9/19
BMO Capital Markets (US) 300,697 0.28 159,994 9/30/18
International Biotechnology Trust Plc 300,000 0.28 -- 9/30/18
BNY Mellon Asset Management 273,466 0.26 1,067 9/30/18
SELECTRA Management Company S.A. 250,000 0.23 -156,800 12/31/17
Farallon Capital Management, L.L.C. 250,000 0.23 200,000 9/30/18
Riga (Thomas J.) 249,355 0.23 -2,121 6/25/18
AllianceBernstein L.P. 248,675 0.23 35,000 9/30/18
Legal & General Investment Management Ltd. 239,136 0.22 30,667 9/30/18
Rhumbline Advisers Ltd. Partnership 233,254 0.22 2,370 9/30/18

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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