Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 268 2,106.03 95.31 100,985,657
Mutual Fund 296 1,089.23 49.31 52,252,440
Insider 12 26.33 1.36 1,439,048

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 157 360.25 16.29 17,260,341
Sellers 92 -242.21 11.13 -11,790,132
Net -- 118.04 5.16 5,470,209

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 2,106.03 95.31 100,985,657
Top 10 Inst. 1,422.01 64.23 68,052,762
Top 20 Inst. 1,663.25 75.09 79,562,568
Top 50 Inst. 1,937.19 87.56 92,777,778

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 51 161.64 7.28 7,715,303
Aggressive Growth 1 0.08 -- 3,535
Core Growth 41 149.85 6.75 7,150,466
Growth 9 11.71 0.53 561,302
Income 6 6.63 0.30 316,083
Income Value 3 6.30 0.28 300,469
Yield 3 0.34 0.01 15,614
Index 32 759.57 34.04 36,071,030
Other 86 863.26 38.91 41,225,646
Broker Dealer 18 47.75 2.15 2,278,058
GARP 30 405.58 18.26 19,343,333
Hedge Fund 33 336.23 15.18 16,087,894
Specialty 3 1.66 0.07 79,055
VC/Private Equi 2 72.05 3.24 3,437,306
Value 37 64.08 2.96 3,136,972
Core Value 31 50.69 2.36 2,497,682
Deep Value 6 13.39 0.60 639,290

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 13,872,435 13.09 1,246,065 6/30/18
The Vanguard Group, Inc. 10,602,144 10.01 331,171 7/31/18
PRIMECAP Management Company 10,126,000 9.56 2,706,000 6/30/18
Consonance Capital Management LP 6,963,756 6.57 760,400 6/30/18
State Street Global Advisors (US) 5,275,272 4.98 398,494 6/30/18
Shrotriya (Rajesh C) 4,988,879 4.71 134,949 7/30/18
Eastern Capital, Ltd. 4,737,307 4.47 -- 12/20/17
Fidelity Management & Research Company 4,549,751 4.29 -1,556,749 6/30/18
Renaissance Technologies LLC 3,517,400 3.32 -2,062,600 6/30/18
venBio Select Advisor LLC 3,419,818 3.23 3,419,818 6/30/18
BlackRock Financial Management, Inc. 1,511,579 1.43 178,790 6/30/18
Fidelity Institutional Asset Management 1,497,353 1.41 258,160 6/30/18
Citadel LLC 1,263,064 1.19 1,206,063 6/30/18
Cormorant Asset Management, LP 1,200,000 1.13 1,200,000 6/30/18
Northern Trust Investments, Inc. 1,169,321 1.10 180,206 6/30/18
Dimensional Fund Advisors, L.P. 1,119,037 1.06 -1,298,911 6/30/18
Geode Capital Management, L.L.C. 968,536 0.91 139,893 6/30/18
Nuveen LLC 955,651 0.90 97,480 6/30/18
Voya Investment Management LLC 927,211 0.88 862,647 6/30/18
Wells Fargo Advisors 898,054 0.85 20,314 6/30/18
Macquarie Investment Management 857,108 0.81 411,938 6/30/18
BNY Mellon Asset Management North America Corporation 784,904 0.74 -42,039 6/30/18
Principal Global Investors (Equity) 759,004 0.72 37,667 6/30/18
Invesco Capital Management LLC 733,908 0.69 -420,888 6/30/18
J. Goldman & Co., L.P. 694,338 0.66 221,902 6/30/18
AQR Capital Management, LLC 616,024 0.58 -172,517 6/30/18
PanAgora Asset Management Inc. 613,037 0.58 13,862 6/30/18
Charles Schwab Investment Management, Inc. 565,479 0.53 87,075 6/30/18
Columbia Threadneedle Investments (US) 531,636 0.50 57,010 6/30/18
Norges Bank Investment Management (NBIM) 528,460 0.50 528,460 12/31/17
BlackRock Investment Management, LLC 516,711 0.49 2,345 6/30/18
BlackRock Investment Management (UK) Ltd. 431,893 0.41 15,874 6/30/18
D. E. Shaw & Co., L.P. 427,847 0.40 -942,770 6/30/18
Candriam Belgium S.A. 426,500 0.40 132,000 7/31/18
Ashford Capital Management, Inc. 425,702 0.40 -103,013 6/30/18
Goldman Sachs & Company, Inc. 337,174 0.32 -1,162,357 6/30/18
Balyasny Asset Management LP 335,028 0.32 -48,395 6/30/18
Turgeon (Joseph W) 324,419 0.31 -11,860 4/17/18
Kennedy Capital Management, Inc. 322,244 0.30 90,217 6/30/18
Quantitative Management Associates LLC 310,001 0.29 157,960 6/30/18
Deutsche Asset Management Americas 306,890 0.29 -25,261 6/30/18
International Biotechnology Trust Plc 300,000 0.28 300,000 6/30/18
Sonora Investment Management, LLC 298,967 0.28 37,310 6/30/18
Candriam Luxembourg S.A. 294,500 0.28 109,500 6/30/18
BNY Mellon Asset Management 272,399 0.26 37,810 6/30/18
Morgan Stanley & Co. LLC 257,123 0.24 79,282 6/30/18
SELECTRA Management Company S.A. 250,000 0.24 -156,800 12/31/17
Riga (Thomas J.) 249,355 0.24 -2,121 6/25/18
Rhumbline Advisers Ltd. Partnership 230,884 0.22 13,812 6/30/18
AllianceBernstein L.P. 213,675 0.20 92,000 6/30/18

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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