Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 265 1,001.67 90.34 100,327,376
Mutual Fund 287 611.23 52.21 57,976,008
Insider 12 22.15 1.56 1,735,902

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 122 95.70 9.53 10,577,723
Sellers 133 -167.03 13.76 -15,279,243
Net -- -71.34 4.23 -4,701,520

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,001.67 90.34 100,327,376
Top 10 Inst. 666.53 57.18 63,502,616
Top 20 Inst. 783.20 69.19 76,836,431
Top 50 Inst. 918.42 82.62 91,744,187

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 61 93.30 9.34 10,377,536
Aggressive Growth 3 2.04 0.21 233,131
Core Growth 44 54.13 5.54 6,148,511
Growth 14 37.13 3.60 3,995,894
Income 4 2.65 0.27 299,336
Income Value 2 2.47 0.25 282,679
Yield 2 0.18 0.01 16,657
Index 31 337.47 34.70 38,531,629
Other 80 272.31 27.98 31,073,429
Broker Dealer 16 20.93 2.15 2,391,937
GARP 31 162.07 16.68 18,520,650
Hedge Fund 28 66.97 6.85 7,607,352
Sector Specific 1 19.82 2.04 2,265,500
Specialty 3 1.46 0.15 166,990
VC/Private Equi 1 1.06 0.11 121,000
Value 34 64.41 6.47 7,186,295
Core Value 31 33.88 3.33 3,697,242
Deep Value 3 30.53 3.14 3,489,053

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 15,177,241 13.67 229,291 12/31/18
The Vanguard Group, Inc. 11,112,007 10.01 201,959 12/31/18
PRIMECAP Management Company 11,033,730 9.94 -126,270 12/31/18
State Street Global Advisors (US) 5,861,781 5.28 -115,031 12/31/18
Shrotriya (Rajesh C) 4,988,879 4.49 134,949 7/30/18
Eastern Capital, Ltd. 4,737,307 4.27 -- 12/20/17
ArrowMark Colorado Holdings, LLC 2,980,686 2.68 596,959 12/31/18
Consonance Capital Management LP 2,969,027 2.67 -2,860,851 12/31/18
Macquarie Investment Management 2,376,458 2.14 1,119,615 12/31/18
OrbiMed Advisors, LLC 2,265,500 2.04 -- 12/31/18
Fidelity Management & Research Company 2,128,803 1.92 -247,097 12/31/18
Norges Bank Investment Management (NBIM) 1,941,146 1.75 1,412,686 12/31/18
Armistice Capital LLC 1,500,000 1.35 1,500,000 12/31/18
Fidelity Institutional Asset Management 1,281,199 1.15 -58,317 12/31/18
Northern Trust Investments, Inc. 1,170,259 1.05 -52,089 12/31/18
Geode Capital Management, L.L.C. 1,156,119 1.04 130,715 12/31/18
Invesco Capital Management LLC 1,094,481 0.99 -265,760 12/31/18
Voya Investment Management LLC 1,061,963 0.96 173,549 12/31/18
Dimensional Fund Advisors, L.P. 1,000,245 0.90 263,961 12/31/18
Renaissance Technologies LLC 999,600 0.90 -649,100 12/31/18
Candriam Luxembourg S.A. 979,825 0.88 310,725 12/31/18
Candriam Belgium S.A. 973,100 0.88 304,000 12/31/18
Nuveen LLC 937,281 0.84 -10,397 12/31/18
Principal Global Investors (Equity) 853,294 0.77 21,080 12/31/18
Mellon Investments Corporation 852,453 0.77 14,434 12/31/18
Sonora Investment Management, LLC 726,914 0.65 -17,800 12/31/18
Morgan Stanley & Co. LLC 616,414 0.56 417,759 12/31/18
Columbia Threadneedle Investments (US) 588,743 0.53 15,732 12/31/18
Wells Fargo Advisors 571,705 0.51 -7,641 12/31/18
Goldman Sachs & Company, Inc. 565,708 0.51 138,511 12/31/18
Charles Schwab Investment Management, Inc. 557,014 0.50 -42,544 12/31/18
Point72 Asset Management, L.P. 539,200 0.49 421,900 12/31/18
BlackRock Investment Management, LLC 507,622 0.46 -17,520 12/31/18
Citi Investment Research (US) 495,417 0.45 449,504 12/31/18
Turgeon (Joseph W) 491,451 0.44 167,032 2/18/19
Sargent Investment Group, LLC 447,995 0.40 447,995 12/31/18
BlackRock Financial Management, Inc. 442,176 0.40 -1,127,397 12/31/18
PanAgora Asset Management Inc. 433,366 0.39 -253,289 12/31/18
Deutsche Asset Management Americas 374,977 0.34 -19,001 12/31/18
Balyasny Asset Management LP 309,497 0.28 309,497 12/31/18
Gustafson (Kurt A) 305,456 0.28 103,427 2/18/19
Ashford Capital Management, Inc. 292,129 0.26 -245,515 12/31/18
Rhumbline Advisers Ltd. Partnership 289,725 0.26 56,471 12/31/18
Riga (Thomas J.) 286,571 0.26 37,216 2/20/19
BNY Mellon Asset Management 278,898 0.25 5,432 12/31/18
J. Goldman & Co., L.P. 267,801 0.24 -141,625 12/31/18
Legal & General Investment Management Ltd. 255,744 0.23 16,608 12/31/18
SELECTRA Management Company S.A. 250,000 0.23 -156,800 12/31/17
BlackRock Asset Management Ireland Limited 210,524 0.19 -9,291 12/31/18
UBS Financial Services, Inc. 206,756 0.19 -98,562 12/31/18

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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