Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 242 1,527.68 89.31 92,935,152
Mutual Fund 269 914.66 46.43 48,315,889
Insider 11 24.07 1.28 1,333,055

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 106 138.81 8.15 8,476,795
Sellers 102 -104.57 6.25 -6,501,484
Net -- 34.24 1.90 1,975,311

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,527.68 89.31 92,935,152
Top 10 Inst. 1,049.01 60.92 63,389,173
Top 20 Inst. 1,229.16 71.68 74,585,642
Top 50 Inst. 1,407.40 82.41 85,749,104

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 49 126.75 7.54 7,849,243
Aggressive Growth 1 0.06 -- 2,755
Core Growth 41 116.29 6.92 7,197,449
Growth 7 10.41 0.62 649,039
Income 5 4.65 0.27 278,483
Income Value 3 4.33 0.25 261,654
Yield 2 0.32 0.02 16,829
Index 30 513.07 30.63 31,875,251
Other 73 592.91 35.34 36,773,207
Broker Dealer 18 58.13 3.43 3,570,514
GARP 29 282.92 16.85 17,538,481
Hedge Fund 23 250.75 15.00 15,605,045
Specialty 3 1.10 0.06 59,167
Value 35 51.05 2.89 3,011,879
Core Value 29 36.39 2.02 2,102,152
Deep Value 6 14.66 0.87 909,727

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 12,626,370 12.13 -14,616 3/31/18
The Vanguard Group, Inc. 8,566,984 8.23 634,790 3/31/18
PRIMECAP Management Company 7,420,000 7.13 2,854,000 3/31/18
Consonance Capital Management LP 6,203,356 5.96 -1,180,110 3/31/18
Fidelity Management & Research Company 6,106,500 5.87 109,100 3/31/18
Renaissance Technologies LLC 5,580,000 5.36 -600,917 3/31/18
State Street Global Advisors (US) 4,876,778 4.69 764,041 3/31/18
Shrotriya (Rajesh C) 4,853,930 4.66 -1,295,864 5/17/18
Eastern Capital, Ltd. 4,737,307 4.55 -- 12/20/17
Dimensional Fund Advisors, L.P. 2,417,948 2.32 -44,959 3/31/18
Goldman Sachs & Company, Inc. 1,499,531 1.44 -7,677 3/31/18
D. E. Shaw & Co., L.P. 1,370,617 1.32 -617,860 3/31/18
BlackRock Financial Management, Inc. 1,332,789 1.28 -588,903 3/31/18
Fidelity Institutional Asset Management 1,239,193 1.19 200,915 3/31/18
Invesco PowerShares Capital Management LLC 1,154,796 1.11 592,014 3/31/18
Barclays Bank PLC 1,045,874 1.01 26,032 3/31/18
Northern Trust Investments, Inc. 989,115 0.95 4,677 3/31/18
Wells Fargo Advisors 877,740 0.84 61,470 3/31/18
Nuveen LLC 858,171 0.82 -283,188 3/31/18
Geode Capital Management, L.L.C. 828,643 0.80 16,796 3/31/18
AQR Capital Management, LLC 788,541 0.76 404,435 3/31/18
Principal Global Investors (Equity) 721,337 0.69 19,020 3/31/18
PanAgora Asset Management Inc. 599,175 0.58 -8,900 3/31/18
Ashford Capital Management, Inc. 528,715 0.51 166,100 3/31/18
Norges Bank Investment Management (NBIM) 528,460 0.51 528,460 12/31/17
BlackRock Investment Management, LLC 514,366 0.49 -60,889 3/31/18
BNY Mellon Asset Management North America Corporation 488,011 0.47 26,927 3/31/18
Charles Schwab Investment Management, Inc. 478,404 0.46 19,954 3/31/18
Columbia Threadneedle Investments (US) 474,626 0.46 10,870 3/31/18
J. Goldman & Co., L.P. 472,436 0.45 205,957 3/31/18
Macquarie Investment Management 445,170 0.43 9,904 3/31/18
BlackRock Investment Management (UK) Ltd. 416,019 0.40 -252,447 3/31/18
SELECTRA Management Company S.A. 406,800 0.39 -43,200 12/31/16
Balyasny Asset Management LP 383,423 0.37 -177,495 3/31/18
The Boston Company Asset Management, LLC 338,932 0.33 -2,401 3/31/18
Deutsche Asset Management Americas 332,151 0.32 -82,119 3/31/18
Turgeon (Joseph W) 324,419 0.31 -11,860 4/17/18
Sonora Investment Management, LLC 261,657 0.25 12,155 3/31/18
UBS Financial Services, Inc. 260,308 0.25 196,447 3/31/18
Riga (Thomas J.) 249,355 0.24 -2,121 6/25/18
BNY Mellon Asset Management 234,589 0.23 -1,696 3/31/18
Kennedy Capital Management, Inc. 232,027 0.22 81,035 3/31/18
Millennium Management LLC 230,372 0.22 230,372 3/31/18
Candriam Belgium S.A. 225,000 0.22 40,000 5/31/18
ClariVest Asset Management LLC 219,918 0.21 -24,631 3/31/18
Rhumbline Advisers Ltd. Partnership 217,072 0.21 6,430 3/31/18
Goldman Sachs Asset Management (US) 211,508 0.20 -138,864 3/31/18
Gustafson (Kurt A) 202,029 0.19 13,935 4/2/18
Legal & General Investment Management Ltd. 190,497 0.18 26,687 3/31/18
California Public Employees' Retirement System 188,145 0.18 -15,968 3/31/18

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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