SEC FORM 4/A SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SHROTRIYA RAJESH C MD

(Last) (First) (Middle)
C/O SPECTRUM PHARMACEUTICALS, INC.
157 TECHNOLOGY DRIVE

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SPECTRUM PHARMACEUTICALS INC [ SPPI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Ch, Pres. and Chief Exec. Off.
3. Date of Earliest Transaction (Month/Day/Year)
09/05/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
04/01/2003
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $1.99 09/05/2003(1) A 225,000 (1) (1) Common Stock 225,000 $0 225,000 D
Explanation of Responses:
1. Report filed to correct date of grant. Stock option originally reported on Form 4 as granted on March 28, 2003. While the Issuer's board of directors originally approved the grant on March 28, 2003, when the market value of the common stock was $1.99, due to state securities law restrictions the grant was actually made on September 5, 2003.
Remarks:
Shyam Kumaria on behalf of Rajesh C. Shrotriya, M.D. by Power of Attorney (see attached)
Rajesh C. Shrotriya, M.D. 04/28/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
                               POWER OF ATTORNEY

                                 AUTHORIZATION

      I hereby authorize Luigi Lenaz, M.D. or Shyam Kumaria, acting
singly, to sign and file on my behalf any and all forms required by the
Securities and Exchange Commission pursuant to Section 16 of the Securities and
Exchange Act of 1934 (the "Exchange Act") relating to the reporting of
beneficial ownership of equity securities of Spectrum Pharmaceuticals, Inc., a
Delaware corporation (the "Company"), and of changes in such beneficial
ownership, together with any and all amendments thereto. This authorization
shall be effective on and after the date set forth below and shall continue in
effect until I am no longer required to file such forms, unless earlier revoked
by me in writing.

      I acknowledge the the persons authorized hereunder are not assuming, nor
is the Company assuming, any of my responsibilities to comply with Section 16 of
the Exchange Act.

      Dated this 22nd day of December, 2003.


                                        /s/ Rajesh C. Shrotriya, M.D.
                                        -------------------------
                                        Rajesh C. Shrotriya, M.D.