Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
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Ownership Profile

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 220 325.54 82.32 66,313,253
Mutual Fund 251 126.04 35.35 28,480,816

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 104 34.85 9.18 7,396,567
Sellers 90 -31.42 7.68 -6,185,065
Net -- 3.43 1.50 1,211,502

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 202 50.18 40,419,994
Top 20 Inst. 251.75 63.45 51,112,088
Top 50 Inst. 295.64 74.83 60,281,679
Total Inst. 295.64 74.83 60,281,679

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 33 105 38.75 22,574,195
CoreGrowth 41 27 9.65 5,624,590
Growth 8 4 1.12 653,521
AggresGr 1 0 0.03 15,661
IncomeValue 7 3 1.21 702,599
Yield 1 0 0.00 1,800
HedgeFund 19 44 16.23 9,455,760
GARP 21 33 12.22 7,117,202
BrokerDealer 18 20 7.31 4,258,391
Specialty 2 0 0.07 43,288
CoreValue 23 18 6.48 3,775,082
DeepValue 6 12 4.27 2,486,410
Momentum 1 0 0.01 2,949

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
BlackRock Institutional Trust Company, N.A. 9,488,334 11.78 1,623,819 09/30/2016
The Vanguard Group, Inc. 5,854,667 7.27 230,475 09/30/2016
Renaissance Technologies LLC 5,541,957 6.88 983,840 09/30/2016
Eastern Capital, Ltd. 4,737,307 5.88 0 04/29/2016
Fidelity Management & Research Company 4,226,322 5.25 -15,825 09/30/2016
Shrotriya (Rajesh C) 2,494,104 3.10 545 08/08/2016
State Street Global Advisors (US) 2,419,125 3.00 477,075 09/30/2016
D. E. Shaw & Co., L.P. 2,019,370 2.51 -89,244 09/30/2016
Acadian Asset Management LLC 1,849,195 2.30 -895,239 09/30/2016
Dimensional Fund Advisors, L.P. 1,789,613 2.22 402,850 09/30/2016
Delaware Investments 1,731,582 2.15 79,034 09/30/2016
TIAA Global Asset Management 1,464,562 1.82 -14,215 09/30/2016
Goldman Sachs & Company, Inc. 1,279,889 1.59 -60,936 09/30/2016
Charles Schwab Investment Management, Inc. 1,182,098 1.47 209,210 09/30/2016
Barclays Capital 997,575 1.24 -1,540 09/30/2016
Deutsche Asset Management Americas 983,762 1.22 457,914 09/30/2016
RBC Capital Markets Wealth Management 832,404 1.03 -100,500 09/30/2016
PanAgora Asset Management Inc. 809,849 1.01 -152,318 09/30/2016
Northern Trust Investments, Inc. 786,695 0.98 86,323 09/30/2016
Deutsche Investment Management Americas, Inc. 623,678 0.77 21,200 09/30/2016
Wells Fargo Advisors 529,610 0.66 19,150 09/30/2016
Principal Global Investors (Equity) 523,950 0.65 83,970 09/30/2016
Geode Capital Management, L.L.C. 483,907 0.60 83,594 09/30/2016
SELECTRA Management Company S.A. 450,000 0.56 -58,000 06/30/2016
Invesco Advisers, Inc. 409,340 0.51 -4,230 09/30/2016
Piermont Capital Management LLC 376,762 0.47 -3,500 09/30/2016
BlackRock Investment Management, LLC 367,905 0.46 66,329 09/30/2016
Goldman Sachs Asset Management (US) 365,154 0.45 138,784 09/30/2016
Quantitative Management Associates LLC 358,716 0.45 -82,150 09/30/2016
Columbia Threadneedle Investments (US) 350,086 0.43 55,017 09/30/2016
Mellon Capital Management Corporation 333,650 0.41 39,195 09/30/2016
Wellington Management Company, LLP 329,515 0.41 -68,660 09/30/2016
Alambic Investment Management, L.P. 295,601 0.37 99,600 09/30/2016
Goldman Sachs Asset Management International 290,088 0.36 132,205 09/30/2016
Two Sigma Investments, LP 278,171 0.35 101,709 09/30/2016
Granahan Investment Management, Inc. 259,043 0.32 77,743 06/30/2016
The Boston Company Asset Management, LLC 257,710 0.32 36,445 09/30/2016
Sonora Investment Management, LLC 257,330 0.32 -8,965 09/30/2016
Turgeon (Joseph W) 252,300 0.31 -1,710 10/29/2016
BNY Mellon Asset Management 242,733 0.30 347 09/30/2016
Spark Investment Management LLC 241,900 0.30 -77,700 09/30/2016
Barrow, Hanley, Mewhinney & Strauss, LLC 238,988 0.30 238,988 09/30/2016
Hotchkis and Wiley Capital Management, LLC 237,143 0.29 237,143 09/30/2016
Invesco PowerShares Capital Management LLC 234,068 0.29 30,386 09/30/2016
BlackRock Financial Management, Inc. 221,914 0.28 91,023 09/30/2016
Cornerstone Capital Management Holdings LLC 212,566 0.26 -7,500 09/30/2016
Connor, Clark & Lunn Investment Management Ltd. 212,300 0.26 -121,800 09/30/2016
Millennium Management LLC 209,939 0.26 -141,860 09/30/2016
Arrowstreet Capital, Limited Partnership 185,137 0.23 91,391 09/30/2016
California State Teachers Retirement System 164,065 0.20 23,600 09/30/2016

Ownership data is provided by Thomson Reuters, a third party service, and Spectrum Pharmaceuticals, Inc. does not maintain or provide information directly to this service.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

NASDAQ: SPPI

Price:
4.15
Change:
+ 0.15
Day High:
4.20
Day Low:
3.94
Volume:
236,193
11:17 AM ET on Dec 5, 2016
Delayed at least 20 minutes.
Provided by eSignal.

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