Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Home > Investor Relations > Stock Information > Ownership Profile

Ownership Profile

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 213 375.79 93.71 63,106,592
Mutual Fund 231 153.29 38.94 26,225,053

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 105 56.27 13.90 9,362,168
Sellers 64 -66.50 16.50 -11,108,820
Net -- -10.22 2.59 -1,746,652

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 217 54.41 36,641,151
Top 20 Inst. 279.34 69.92 47,084,849
Top 50 Inst. 340.15 84.97 57,218,078
Total Inst. 340.15 84.97 57,218,078

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 32 126 38.01 20,993,046
CoreGrowth 40 20 6.08 3,356,890
Growth 7 8 2.56 1,416,237
AggresGr 1 0 0.06 33,396
IncomeValue 6 3 0.96 532,584
GARP 21 44 13.20 7,290,029
HedgeFund 21 41 12.35 6,822,337
BrokerDealer 19 27 8.30 4,585,527
VCPrivateEquity 1 8 2.38 1,315,600
Specialty 1 0 0.04 19,871
DeepValue 7 21 6.39 3,528,660
CoreValue 25 21 6.28 3,469,369

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
BlackRock Institutional Trust Company, N.A. 7,626,029 11.32 -310,374 09/30/2015
State Street Global Advisors (US) 4,881,744 7.25 -132,396 09/30/2015
Eastern Capital, Ltd. 4,737,307 7.04 0 04/30/2015
The Vanguard Group, Inc. 4,640,250 6.89 318,182 09/30/2015
Fidelity Management & Research Company 4,242,147 6.30 0 09/30/2015
Acadian Asset Management LLC 2,518,762 3.74 1,972,869 12/31/2015
Broadfin Capital, L.L.C. 2,516,748 3.74 -133,252 09/30/2015
Shrotriya (Rajesh C) 2,389,047 3.55 -10,364 04/30/2015
Renaissance Technologies LLC 1,773,517 2.63 -12,400 09/30/2015
venBio Select Advisor LLC 1,315,600 1.95 1,315,600 09/30/2015
Goldman Sachs & Company, Inc. 1,245,194 1.85 -178,402 09/30/2015
Dimensional Fund Advisors, L.P. 1,235,158 1.83 -2,844 09/30/2015
Ashford Capital Management, Inc. 1,224,692 1.82 -25,127 09/30/2015
Krensavage Asset Management, LLC 1,078,502 1.60 234,800 09/30/2015
Delaware Investments 1,034,429 1.54 212,316 09/30/2015
RBC Capital Markets Wealth Management 1,017,407 1.51 -2,800 09/30/2015
Barclays Capital 1,000,612 1.49 7,271 09/30/2015
TIAA-CREF 931,430 1.38 43,056 09/30/2015
Charles Schwab Investment Management, Inc. 929,779 1.38 41,885 09/30/2015
PanAgora Asset Management Inc. 746,495 1.11 75,210 09/30/2015
Millennium Management LLC 683,560 1.02 -1,565,669 09/30/2015
Northern Trust Investments, Inc. 647,215 0.96 -1,872 09/30/2015
Deutsche Investment Management Americas, Inc. 629,134 0.93 629,134 09/30/2015
D. E. Shaw & Co., L.P. 510,634 0.76 462,425 09/30/2015
Rothschild Asset Management, Inc. 504,170 0.75 -61,659 09/30/2015
Wellington Management Company, LLP 500,927 0.74 -1,933,580 09/30/2015
Wells Fargo Advisors 494,590 0.73 4,729 09/30/2015
Bogle Investment Management, L.P. 449,459 0.67 449,459 09/30/2015
Principal Global Investors (Equity) 384,219 0.57 7,336 09/30/2015
Geode Capital Management, L.L.C. 381,495 0.57 2,439 09/30/2015
Connor, Clark & Lunn Investment Management Ltd. 380,300 0.56 342,200 09/30/2015
Mellon Capital Management Corporation 334,567 0.50 93,901 09/30/2015
Sonora Investment Management, LLC 294,896 0.44 294,896 09/30/2015
Columbia Threadneedle Investments (US) 288,594 0.43 -10,133 09/30/2015
Kennedy Capital Management, Inc. 285,531 0.42 155,531 09/30/2015
BlackRock Investment Management, LLC 278,979 0.41 -1,381 09/30/2015
Deutsche Asset Management Americas 266,632 0.40 -222,018 09/30/2015
Convergence Investment Partners, LLC 248,302 0.37 248,302 09/30/2015
BNY Mellon Asset Management 244,001 0.36 1,480 09/30/2015
Knott Partners Management, LLC 242,700 0.36 0 09/30/2015
Arrowstreet Capital, Limited Partnership 242,222 0.36 242,222 09/30/2015
Invesco PowerShares Capital Management LLC 226,259 0.34 32,122 09/30/2015
Turgeon (Joseph W) 224,242 0.33 -3,420 12/03/2015
Morgan Stanley & Co. LLC 222,377 0.33 199,014 09/30/2015
UOB Asset Management Ltd. 205,877 0.31 163,270 06/30/2015
The Boston Company Asset Management, LLC 198,186 0.29 0 09/30/2015
Thrivent Asset Management, LLC 193,460 0.29 3,190 09/30/2015
American Century Investment Management, Inc. 193,307 0.29 1,424 12/31/2015
California Public Employees' Retirement System 189,800 0.28 0 12/31/2015
PDT Partners, LLC 187,594 0.28 153,331 09/30/2015

Ownership data is provided by Thomson Reuters, a third party service, and Spectrum Pharmaceuticals, Inc. does not maintain or provide information directly to this service.

Back to top

Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

NASDAQ: SPPI

Price:
4.39
Change:
- 0.24
Day High:
4.59
Day Low:
4.25
Volume:
950,684
4:00 PM ET on Feb 8, 2016
Delayed at least 20 minutes.
Provided by eSignal.

Shareholder Tools

Print Email

Search IR