Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 233 1,219.94 83.57 84,121,929
Mutual Fund 259 746.02 41.14 41,416,879
Insider 10 73.86 4.39 4,416,547

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 137 276.12 19.54 19,669,165
Sellers 61 -49.27 3.37 -3,395,552
Net -- 226.85 16.17 16,273,613

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,219.94 83.57 84,121,929
Top 10 Inst. 818.46 54.56 54,925,718
Top 20 Inst. 989.86 66.67 67,107,596
Top 50 Inst. 1,121.51 76.59 77,093,995

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 51 91.48 6.64 6,687,225
Aggressive Growth 2 0.32 0.02 21,288
Core Growth 41 86.09 6.10 6,142,141
Growth 8 5.07 0.52 523,796
Income 8 7.52 0.53 529,820
Income Value 5 7.26 0.51 515,591
Yield 3 0.27 0.01 14,229
Index 30 371.75 26.06 26,232,686
Momentum 1 0.04 -- 4,356
Other 66 505.92 35.65 35,884,545
Broker Dealer 16 63.02 4.40 4,428,199
GARP 23 158.17 11.11 11,185,648
Hedge Fund 24 283.05 20.02 20,151,168
Specialty 3 1.68 0.12 119,530
Value 29 45.45 3.35 3,374,406
Core Value 23 35.17 2.63 2,644,544
Deep Value 6 10.29 0.73 729,862

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 11,176,708 11.10 546,683 9/30/17
Consonance Capital Management LP 8,709,131 8.65 6,688,548 9/30/17
The Vanguard Group, Inc. 6,999,414 6.95 -293,290 9/30/17
Renaissance Technologies LLC 6,659,317 6.62 587,500 9/30/17
Eastern Capital, Ltd. 4,737,307 4.71 -- 12/20/17
Shrotriya (Rajesh C) 4,221,254 4.19 1,699,290 1/9/18
PRIMECAP Management Company 4,006,000 3.98 4,006,000 9/30/17
D. E. Shaw & Co., L.P. 2,849,168 2.83 370,381 9/30/17
Fidelity Management & Research Company 2,810,983 2.79 1,543,636 9/30/17
State Street Global Advisors (US) 2,756,436 2.74 -264,127 9/30/17
Dimensional Fund Advisors, L.P. 2,544,901 2.53 -129,778 9/30/17
Macquarie Investment Management 1,479,513 1.47 -767,980 9/30/17
Nuveen LLC 1,408,851 1.40 26,767 9/30/17
Goldman Sachs & Company, Inc. 1,356,770 1.35 99,812 9/30/17
RBC Capital Markets Wealth Management 1,086,187 1.08 404,444 9/30/17
BlackRock Advisors (UK) Limited 1,007,866 1.00 7,390 9/30/17
Northern Trust Investments, Inc. 910,110 0.90 9,502 9/30/17
Deutsche Asset Management Americas 893,179 0.89 287,509 9/30/17
Wells Fargo Advisors 812,765 0.81 154,705 9/30/17
PanAgora Asset Management Inc. 681,736 0.68 -90,237 9/30/17
Geode Capital Management, L.L.C. 654,717 0.65 57,160 9/30/17
Fidelity Institutional Asset Management 594,506 0.59 594,506 9/30/17
Principal Global Investors (Equity) 586,141 0.58 33,273 9/30/17
Two Sigma Investments, LP 555,057 0.55 425,995 9/30/17
Kennedy Capital Management, Inc. 515,419 0.51 24,344 9/30/17
Charles Schwab Investment Management, Inc. 458,450 0.46 -47,459 12/31/17
Goldman Sachs Asset Management (US) 458,181 0.46 458,181 9/30/17
SELECTRA Management Company S.A. 406,800 0.40 -43,200 12/31/16
Mellon Capital Management Corporation 399,505 0.40 5,299 9/30/17
BlackRock Investment Management, LLC 396,370 0.39 -1,073 9/30/17
Columbia Threadneedle Investments (US) 396,331 0.39 20,056 9/30/17
Morgan Stanley & Co. LLC 306,441 0.30 156,569 9/30/17
Turgeon (Joseph W) 305,300 0.30 -- 4/17/17
Granahan Investment Management, Inc. 301,140 0.30 42,097 9/30/16
The Boston Company Asset Management, LLC 294,886 0.29 37,430 9/30/17
Invesco PowerShares Capital Management LLC 283,909 0.28 48,804 9/30/17
ClariVest Asset Management LLC 282,024 0.28 40,115 9/30/17
Wellington Management Company, LLP 278,691 0.28 278,691 8/31/17
Sonora Investment Management, LLC 268,562 0.27 29,360 9/30/17
Bank of America Merrill Lynch (US) 234,658 0.23 97,123 9/30/17
Winton Capital Management Ltd. 231,947 0.23 231,947 9/30/17
Barrow, Hanley, Mewhinney & Strauss, LLC 231,745 0.23 -- 9/30/17
Bogle Investment Management, L.P. 231,132 0.23 231,132 9/30/17
Millennium Management LLC 222,359 0.22 140,309 9/30/17
BNY Mellon Asset Management 214,973 0.21 -15,933 9/30/17
J. Goldman & Co., L.P. 184,975 0.18 184,975 9/30/17
Fisher Investments 179,209 0.18 179,209 9/30/17
Gustafson (Kurt A) 176,939 0.18 -579 6/3/17
BlackRock Financial Management, Inc. 172,148 0.17 -34,822 9/30/17
Rhumbline Advisers Ltd. Partnership 163,884 0.16 7,550 9/30/17

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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