Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 285 1,733.14 94.43 100,955,237
Mutual Fund 308 865.85 52.09 55,690,051
Insider 12 25.96 1.34 1,429,048

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 157 250.02 13.84 14,792,313
Sellers 106 -245.68 13.52 -14,450,712
Net -- 4.34 0.32 341,601

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,733.14 94.43 100,955,237
Top 10 Inst. 1,134.26 61.34 65,576,001
Top 20 Inst. 1,349.80 73.34 78,405,449
Top 50 Inst. 1,586.26 86.37 92,336,400

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 56 161.27 8.96 9,579,791
Aggressive Growth 2 1.99 0.11 118,402
Core Growth 41 112.07 6.22 6,649,145
Growth 13 47.21 2.63 2,812,244
Income 5 4.85 0.27 292,260
Income Value 2 4.68 0.26 277,440
Yield 3 0.18 0.01 14,820
Index 36 655.95 36.47 38,987,952
Other 89 573.67 31.93 34,134,427
Broker Dealer 17 30.21 1.68 1,798,045
GARP 32 307.88 17.13 18,312,577
Hedge Fund 36 195.91 10.91 11,661,697
Sector Specific 1 38.06 2.12 2,265,500
Specialty 3 1.62 0.09 96,608
Value 41 92.52 5.07 5,423,804
Core Value 36 42.47 2.29 2,444,944
Deep Value 5 50.05 2.79 2,978,860

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 14,947,950 13.98 1,075,515 9/30/18
PRIMECAP Management Company 11,160,000 10.44 1,034,000 9/30/18
The Vanguard Group, Inc. 10,910,048 10.20 639,075 9/30/18
State Street Global Advisors (US) 5,976,812 5.59 701,540 9/30/18
Consonance Capital Management LP 5,829,878 5.45 -1,133,878 9/30/18
Shrotriya (Rajesh C) 4,988,879 4.67 134,949 7/30/18
Eastern Capital, Ltd. 4,737,307 4.43 -- 12/20/17
ArrowMark Colorado Holdings, LLC 2,383,727 2.23 2,333,403 9/30/18
Fidelity Management & Research Company 2,375,900 2.22 -2,173,851 9/30/18
OrbiMed Advisors, LLC 2,265,500 2.12 2,265,500 9/30/18
Renaissance Technologies LLC 1,648,700 1.54 -1,868,700 9/30/18
Citadel LLC 1,570,731 1.47 307,667 9/30/18
BlackRock Financial Management, Inc. 1,569,573 1.47 57,994 9/30/18
Invesco Capital Management LLC 1,360,241 1.27 626,333 9/30/18
Fidelity Institutional Asset Management 1,339,516 1.25 -157,837 9/30/18
Macquarie Investment Management 1,256,843 1.18 399,735 9/30/18
Northern Trust Investments, Inc. 1,222,348 1.14 58,303 9/30/18
Geode Capital Management, L.L.C. 1,025,404 0.96 56,868 9/30/18
Nuveen LLC 947,678 0.89 -7,973 9/30/18
Voya Investment Management LLC 888,414 0.83 -38,797 9/30/18
BNY Mellon Asset Management North America Corporation 838,019 0.78 53,115 9/30/18
Principal Global Investors (Equity) 832,214 0.78 73,210 9/30/18
Sonora Investment Management, LLC 744,714 0.70 445,747 9/30/18
Dimensional Fund Advisors, L.P. 736,284 0.69 -382,753 9/30/18
PanAgora Asset Management Inc. 686,655 0.64 73,618 9/30/18
Candriam Belgium S.A. 669,100 0.63 374,600 9/30/18
Candriam Luxembourg S.A. 669,100 0.63 374,600 9/30/18
Charles Schwab Investment Management, Inc. 599,558 0.56 34,079 9/30/18
Wells Fargo Advisors 579,346 0.54 -318,708 9/30/18
Columbia Threadneedle Investments (US) 573,011 0.54 41,375 9/30/18
Ashford Capital Management, Inc. 537,644 0.50 111,942 9/30/18
Norges Bank Investment Management (NBIM) 528,460 0.49 528,460 12/31/17
BlackRock Investment Management, LLC 525,142 0.49 8,431 9/30/18
Cormorant Asset Management, LP 500,000 0.47 -700,000 9/30/18
BlackRock Investment Management (UK) Ltd. 495,924 0.46 64,031 9/30/18
Goldman Sachs & Company, Inc. 427,197 0.40 90,023 9/30/18
J. Goldman & Co., L.P. 409,426 0.38 -284,912 9/30/18
Deutsche Asset Management Americas 393,978 0.37 118,777 9/30/18
Turgeon (Joseph W) 324,419 0.30 -11,860 4/17/18
UBS Financial Services, Inc. 305,318 0.29 303,230 9/30/18
BMO Capital Markets (US) 300,697 0.28 159,994 9/30/18
International Biotechnology Trust Plc 300,000 0.28 -- 9/30/18
BNY Mellon Asset Management 273,466 0.26 1,067 9/30/18
SELECTRA Management Company S.A. 250,000 0.23 -156,800 12/31/17
Farallon Capital Management, L.L.C. 250,000 0.23 200,000 9/30/18
Riga (Thomas J.) 249,355 0.23 -2,121 6/25/18
AllianceBernstein L.P. 248,675 0.23 35,000 9/30/18
Rhumbline Advisers Ltd. Partnership 233,254 0.22 2,370 9/30/18
AQR Capital Management, LLC 230,180 0.22 -385,844 9/30/18
BlackRock Asset Management Ireland Limited 219,815 0.21 75,406 9/30/18

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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