Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 239 1,772.76 92.39 94,898,024
Mutual Fund 265 808.45 42.38 43,528,155
Insider 10 19.45 1.25 1,282,034

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 141 329.04 16.95 17,408,577
Sellers 92 -176.06 9.06 -9,310,747
Net -- 152.98 7.89 8,097,830

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,772.83 92.39 94,898,520
Top 10 Inst. 1,195.93 61.59 63,263,708
Top 20 Inst. 1,422.04 73.21 75,195,436
Top 50 Inst. 1,633.20 84.81 87,109,017

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 52 169.09 8.93 9,176,759
Aggressive Growth 1 0.06 -- 3,547
Core Growth 42 157.09 8.10 8,321,578
Growth 9 11.94 0.83 851,634
Income 5 4.80 0.25 255,577
Income Value 3 4.55 0.23 240,312
Yield 2 0.25 0.01 15,265
Index 30 564.56 29.02 29,812,701
Other 67 725.50 36.56 37,553,569
Broker Dealer 15 72.85 3.77 3,869,147
GARP 28 326.60 16.00 16,436,006
Hedge Fund 20 324.69 16.72 17,171,889
Specialty 4 1.37 0.07 76,527
Value 38 69.00 3.82 3,922,091
Core Value 32 50.54 2.87 2,948,517
Deep Value 6 18.46 0.95 973,574

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 12,640,986 12.31 1,464,278 12/31/17
The Vanguard Group, Inc. 7,932,194 7.72 932,780 12/31/17
Consonance Capital Management LP 7,383,466 7.19 -1,325,665 12/31/17
Renaissance Technologies LLC 6,180,917 6.02 -478,400 12/31/17
Shrotriya (Rajesh C) 6,149,794 5.99 3,627,830 3/19/18
Fidelity Management & Research Company 5,997,400 5.84 3,186,417 12/31/17
PRIMECAP Management Company 5,666,000 5.52 1,100,000 1/31/18
Eastern Capital, Ltd. 4,737,307 4.61 -- 12/20/17
State Street Global Advisors (US) 4,112,737 4.00 1,356,301 12/31/17
Dimensional Fund Advisors, L.P. 2,462,907 2.40 -81,994 12/31/17
D. E. Shaw & Co., L.P. 1,988,477 1.94 -860,691 12/31/17
BlackRock Financial Management, Inc. 1,921,692 1.87 1,749,544 12/31/17
Goldman Sachs & Company, Inc. 1,507,208 1.47 150,438 12/31/17
Nuveen LLC 1,141,359 1.11 -267,492 12/31/17
Fidelity Institutional Asset Management 1,038,278 1.01 443,772 12/31/17
Barclays Bank PLC 1,019,842 0.99 11,976 12/31/17
Northern Trust Investments, Inc. 984,438 0.96 74,328 12/31/17
Wells Fargo Advisors 816,270 0.79 3,505 12/31/17
Geode Capital Management, L.L.C. 811,847 0.79 157,130 12/31/17
Principal Global Investors (Equity) 702,317 0.68 116,176 12/31/17
BlackRock Investment Management (UK) Ltd. 668,466 0.65 604,989 12/31/17
Bogle Investment Management, L.P. 639,856 0.62 408,724 12/31/17
PanAgora Asset Management Inc. 608,075 0.59 -73,661 12/31/17
BlackRock Investment Management, LLC 575,255 0.56 178,885 12/31/17
Invesco PowerShares Capital Management LLC 562,782 0.55 278,873 12/31/17
Balyasny Asset Management LP 560,918 0.55 560,918 12/31/17
Norges Bank Investment Management (NBIM) 528,460 0.51 528,460 12/31/17
Columbia Threadneedle Investments (US) 463,756 0.45 67,425 12/31/17
Mellon Capital Management Corporation 461,084 0.45 61,579 12/31/17
Charles Schwab Investment Management, Inc. 458,450 0.45 -47,459 12/31/17
Macquarie Investment Management 435,266 0.42 -1,044,247 12/31/17
Bank of America Merrill Lynch (US) 428,115 0.42 193,457 12/31/17
Deutsche Asset Management Americas 414,270 0.40 -478,909 12/31/17
SELECTRA Management Company S.A. 406,800 0.40 -43,200 12/31/16
AQR Capital Management, LLC 384,106 0.37 303,177 12/31/17
Ashford Capital Management, Inc. 362,615 0.35 362,615 12/31/17
Goldman Sachs Asset Management (US) 350,372 0.34 -107,809 12/31/17
Numeric Investors LLC 344,168 0.34 196,970 12/31/17
The Boston Company Asset Management, LLC 341,333 0.33 46,447 12/31/17
Turgeon (Joseph W) 324,714 0.32 -11,565 4/17/18
Granahan Investment Management, Inc. 301,140 0.29 42,097 9/30/16
Fisher Investments 284,081 0.28 83,829 3/31/18
Wellington Management Company, LLP 278,691 0.27 278,691 8/31/17
J.P. Morgan Securities LLC 267,408 0.26 217,092 12/31/17
J. Goldman & Co., L.P. 266,479 0.26 81,504 12/31/17
Sonora Investment Management, LLC 261,657 0.25 12,155 3/31/18
ClariVest Asset Management LLC 244,549 0.24 -37,475 12/31/17
Riga (Thomas J.) 243,788 0.24 -7,688 4/17/18
BNY Mellon Asset Management 236,285 0.23 21,312 12/31/17
Rhumbline Advisers Ltd. Partnership 210,642 0.21 46,758 12/31/17

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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