Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 233 1,757.10 91.78 92,384,997
Mutual Fund 264 807.64 42.04 42,321,945
Insider 10 20.52 1.28 1,291,841

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 138 315.82 16.59 16,699,706
Sellers 100 -186.41 9.99 -10,061,079
Net -- 129.40 6.60 6,638,627

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,757.10 91.78 92,384,997
Top 10 Inst. 1,192.23 61.13 61,535,820
Top 20 Inst. 1,418.34 72.98 73,467,548
Top 50 Inst. 1,625.43 84.43 84,988,181

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 50 168.12 9.08 9,139,537
Aggressive Growth 1 0.09 -- 4,948
Core Growth 40 155.32 8.18 8,238,436
Growth 9 12.70 0.89 896,153
Income 5 4.80 0.25 254,373
Income Value 3 4.54 0.24 240,468
Yield 2 0.26 0.01 13,905
Index 30 584.31 30.63 30,830,633
Momentum 1 0.09 -- 4,356
Other 65 725.63 37.34 37,589,127
Broker Dealer 15 72.95 3.82 3,849,833
GARP 26 326.96 16.41 16,513,967
Hedge Fund 20 324.47 17.05 17,159,960
Specialty 4 1.24 0.06 65,367
Value 35 54.84 3.15 3,171,385
Core Value 30 36.41 2.18 2,198,565
Deep Value 5 18.44 0.97 972,820

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 12,640,986 12.56 1,464,278 12/31/17
The Vanguard Group, Inc. 7,932,194 7.88 932,780 12/31/17
Consonance Capital Management LP 7,383,466 7.33 -1,325,665 12/31/17
Renaissance Technologies LLC 6,180,917 6.14 -478,400 12/31/17
Fidelity Management & Research Company 5,997,400 5.96 3,186,417 12/31/17
PRIMECAP Management Company 5,666,000 5.63 1,100,000 1/31/18
Eastern Capital, Ltd. 4,737,307 4.71 -- 12/20/17
Shrotriya (Rajesh C) 4,421,906 4.39 1,899,942 1/15/18
State Street Global Advisors (US) 4,112,737 4.09 1,356,301 12/31/17
Dimensional Fund Advisors, L.P. 2,462,907 2.45 -81,994 12/31/17
D. E. Shaw & Co., L.P. 1,988,477 1.98 -860,691 12/31/17
BlackRock Financial Management, Inc. 1,921,692 1.91 1,749,544 12/31/17
Goldman Sachs & Company, Inc. 1,507,208 1.50 150,438 12/31/17
Nuveen LLC 1,141,359 1.13 -267,492 12/31/17
Fidelity Institutional Asset Management 1,038,278 1.03 443,772 12/31/17
BlackRock Advisors (UK) Limited 1,019,842 1.01 11,976 12/31/17
Northern Trust Investments, Inc. 984,438 0.98 74,328 12/31/17
Wells Fargo Advisors 816,270 0.81 3,505 12/31/17
Geode Capital Management, L.L.C. 811,847 0.81 157,130 12/31/17
Principal Global Investors (Equity) 702,317 0.70 116,176 12/31/17
BlackRock Investment Management (UK) Ltd. 668,466 0.66 604,989 12/31/17
Bogle Investment Management, L.P. 639,856 0.64 408,724 12/31/17
PanAgora Asset Management Inc. 608,075 0.60 -73,661 12/31/17
BlackRock Investment Management, LLC 575,255 0.57 178,885 12/31/17
Invesco PowerShares Capital Management LLC 562,782 0.56 278,873 12/31/17
Balyasny Asset Management LP 560,918 0.56 560,918 12/31/17
Columbia Threadneedle Investments (US) 463,756 0.46 67,425 12/31/17
Mellon Capital Management Corporation 461,084 0.46 61,579 12/31/17
Charles Schwab Investment Management, Inc. 458,450 0.46 -47,459 12/31/17
Macquarie Investment Management 435,266 0.43 -1,044,247 12/31/17
Bank of America Merrill Lynch (US) 428,115 0.43 193,457 12/31/17
Deutsche Asset Management Americas 414,270 0.41 -478,909 12/31/17
SELECTRA Management Company S.A. 406,800 0.40 -43,200 12/31/16
AQR Capital Management, LLC 384,106 0.38 303,177 12/31/17
Ashford Capital Management, Inc. 362,615 0.36 362,615 12/31/17
Goldman Sachs Asset Management (US) 350,372 0.35 -107,809 12/31/17
Turgeon (Joseph W) 344,189 0.34 38,889 1/15/18
Numeric Investors LLC 344,168 0.34 196,970 12/31/17
The Boston Company Asset Management, LLC 341,333 0.34 46,447 12/31/17
Granahan Investment Management, Inc. 301,140 0.30 42,097 9/30/16
Wellington Management Company, LLP 278,691 0.28 278,691 8/31/17
J.P. Morgan Securities LLC 267,408 0.27 217,092 12/31/17
J. Goldman & Co., L.P. 266,479 0.26 81,504 12/31/17
Riga (Thomas J.) 251,696 0.25 100,000 1/15/18
Sonora Investment Management, LLC 249,502 0.25 -19,060 12/31/17
ClariVest Asset Management LLC 244,549 0.24 -37,475 12/31/17
BNY Mellon Asset Management 236,285 0.23 21,312 12/31/17
Rhumbline Advisers Ltd. Partnership 210,642 0.21 46,758 12/31/17
California Public Employees' Retirement System 204,113 0.20 48,413 12/31/17
Fisher Investments 200,252 0.20 21,043 12/31/17

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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