Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 246 1,524.99 89.65 93,283,113
Mutual Fund 269 851.08 46.59 48,477,707
Insider 13 25.51 1.39 1,449,683

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 112 138.94 8.20 8,529,959
Sellers 124 -121.79 7.13 -7,421,793
Net -- 17.15 1.07 1,108,166

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,524.99 89.65 93,283,113
Top 10 Inst. 1,049.01 60.92 63,389,173
Top 20 Inst. 1,229.16 71.68 74,585,642
Top 50 Inst. 1,404.22 82.49 85,836,029

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 53 128.28 7.89 8,205,740
Aggressive Growth 1 0.07 -- 3,547
Core Growth 44 116.40 6.97 7,252,014
Growth 8 11.81 0.91 950,179
Income 5 4.53 0.26 274,394
Income Value 3 4.21 0.25 257,565
Yield 2 0.32 0.02 16,829
Index 30 512.84 30.63 31,871,209
Other 72 590.71 35.32 36,747,209
Broker Dealer 17 57.79 3.45 3,591,599
GARP 29 281.52 16.82 17,498,481
Hedge Fund 23 250.47 14.99 15,599,332
Specialty 3 0.93 0.06 57,797
Value 36 51.42 2.96 3,080,302
Core Value 30 36.73 2.08 2,168,895
Deep Value 6 14.68 0.88 911,407

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 12,626,370 12.13 -14,616 3/31/18
The Vanguard Group, Inc. 8,566,984 8.23 634,790 3/31/18
PRIMECAP Management Company 7,420,000 7.13 2,854,000 3/31/18
Consonance Capital Management LP 6,203,356 5.96 -1,180,110 3/31/18
Fidelity Management & Research Company 6,106,500 5.87 109,100 3/31/18
Renaissance Technologies LLC 5,580,000 5.36 -600,917 3/31/18
State Street Global Advisors (US) 4,876,778 4.69 764,041 3/31/18
Shrotriya (Rajesh C) 4,853,930 4.66 -1,295,864 5/17/18
Eastern Capital, Ltd. 4,737,307 4.55 -- 12/20/17
Dimensional Fund Advisors, L.P. 2,417,948 2.32 -44,959 3/31/18
Goldman Sachs & Company, Inc. 1,499,531 1.44 -7,677 3/31/18
D. E. Shaw & Co., L.P. 1,370,617 1.32 -617,860 3/31/18
BlackRock Financial Management, Inc. 1,332,789 1.28 -588,903 3/31/18
Fidelity Institutional Asset Management 1,239,193 1.19 200,915 3/31/18
Invesco PowerShares Capital Management LLC 1,154,796 1.11 592,014 3/31/18
Barclays Bank PLC 1,045,874 1.01 26,032 3/31/18
Northern Trust Investments, Inc. 989,115 0.95 4,677 3/31/18
Wells Fargo Advisors 877,740 0.84 61,470 3/31/18
Nuveen LLC 858,171 0.82 -283,188 3/31/18
Geode Capital Management, L.L.C. 828,643 0.80 16,796 3/31/18
AQR Capital Management, LLC 788,541 0.76 404,435 3/31/18
Principal Global Investors (Equity) 721,337 0.69 19,020 3/31/18
PanAgora Asset Management Inc. 599,175 0.58 -8,900 3/31/18
Ashford Capital Management, Inc. 528,715 0.51 166,100 3/31/18
Norges Bank Investment Management (NBIM) 528,460 0.51 528,460 12/31/17
BlackRock Investment Management, LLC 514,366 0.49 -60,889 3/31/18
BNY Mellon Asset Management North America Corporation 488,011 0.47 26,927 3/31/18
Charles Schwab Investment Management, Inc. 478,404 0.46 19,954 3/31/18
Columbia Threadneedle Investments (US) 474,626 0.46 10,870 3/31/18
J. Goldman & Co., L.P. 472,436 0.45 205,957 3/31/18
Macquarie Investment Management 445,170 0.43 9,904 3/31/18
BlackRock Investment Management (UK) Ltd. 416,019 0.40 -252,447 3/31/18
SELECTRA Management Company S.A. 406,800 0.39 -43,200 12/31/16
Balyasny Asset Management LP 383,423 0.37 -177,495 3/31/18
The Boston Company Asset Management, LLC 338,932 0.33 -2,401 3/31/18
Deutsche Asset Management Americas 332,151 0.32 -82,119 3/31/18
Turgeon (Joseph W) 324,419 0.31 -11,860 4/17/18
Granahan Investment Management, Inc. 301,140 0.29 42,097 9/30/16
Sonora Investment Management, LLC 261,657 0.25 12,155 3/31/18
UBS Financial Services, Inc. 260,308 0.25 196,447 3/31/18
Riga (Thomas J.) 249,590 0.24 -1,886 5/14/18
BNY Mellon Asset Management 234,589 0.23 -1,696 3/31/18
Kennedy Capital Management, Inc. 232,027 0.22 81,035 3/31/18
Millennium Management LLC 230,372 0.22 230,372 3/31/18
ClariVest Asset Management LLC 219,918 0.21 -24,631 3/31/18
Rhumbline Advisers Ltd. Partnership 217,072 0.21 6,430 3/31/18
Goldman Sachs Asset Management (US) 211,508 0.20 -138,864 3/31/18
Gustafson (Kurt A) 202,029 0.19 13,935 4/2/18
Fisher Investments 198,695 0.19 -1,557 3/31/18
Legal & General Investment Management Ltd. 190,497 0.18 26,687 3/31/18

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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