Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company
Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 253 1,787.99 89.98 95,340,276
Mutual Fund 293 1,057.27 48.60 51,500,373
Insider 12 26.33 1.36 1,439,048

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 123 235.10 11.98 12,689,856
Sellers 103 -157.27 8.23 -8,722,186
Net -- 77.83 3.75 3,967,670

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,787.99 89.98 95,340,276
Top 10 Inst. 1,226.97 60.72 64,342,229
Top 20 Inst. 1,438.41 71.76 76,037,841
Top 50 Inst. 1,654.45 83.15 88,102,190

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 52 129.59 6.46 6,844,995
Aggressive Growth 1 0.06 -- 2,755
Core Growth 43 118.24 5.83 6,177,970
Growth 8 11.29 0.63 664,270
Income 6 6.58 0.30 314,575
Income Value 3 6.26 0.28 299,464
Yield 3 0.32 0.01 15,111
Index 31 707.85 33.60 35,597,900
Other 76 636.41 34.65 36,712,802
Broker Dealer 20 63.79 3.37 3,569,565
GARP 28 293.62 15.32 16,231,345
Hedge Fund 25 277.89 15.90 16,852,753
Specialty 3 1.10 0.06 59,139
Value 36 50.63 2.57 2,721,989
Core Value 31 38.29 2.01 2,133,023
Deep Value 5 12.34 0.56 588,966

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 13,872,435 13.09 1,246,065 6/30/18
The Vanguard Group, Inc. 10,602,144 10.01 2,035,160 7/31/18
PRIMECAP Management Company 7,420,000 7.00 2,854,000 3/31/18
Consonance Capital Management LP 6,203,356 5.85 -1,180,110 3/31/18
Renaissance Technologies LLC 5,580,000 5.27 -600,917 3/31/18
Shrotriya (Rajesh C) 4,988,879 4.71 134,949 7/30/18
State Street Global Advisors (US) 4,876,778 4.60 764,041 3/31/18
Eastern Capital, Ltd. 4,737,307 4.47 -- 12/20/17
Fidelity Management & Research Company 4,549,751 4.29 -1,556,749 6/30/18
BlackRock Financial Management, Inc. 1,511,579 1.43 178,790 6/30/18
Goldman Sachs & Company, Inc. 1,499,531 1.42 -7,677 3/31/18
Fidelity Institutional Asset Management 1,497,353 1.41 258,160 6/30/18
D. E. Shaw & Co., L.P. 1,370,617 1.29 -617,860 3/31/18
Citadel LLC 1,263,064 1.19 1,206,063 6/30/18
Invesco PowerShares Capital Management LLC 1,154,796 1.09 592,014 3/31/18
Dimensional Fund Advisors, L.P. 1,119,037 1.06 -1,298,911 6/30/18
Barclays Bank PLC 1,045,874 0.99 26,032 3/31/18
Northern Trust Investments, Inc. 989,115 0.93 4,677 3/31/18
Wells Fargo Advisors 898,054 0.85 20,314 6/30/18
Nuveen LLC 858,171 0.81 -283,188 3/31/18
Geode Capital Management, L.L.C. 828,643 0.78 16,796 3/31/18
AQR Capital Management, LLC 788,541 0.74 404,435 3/31/18
BNY Mellon Asset Management North America Corporation 784,904 0.74 -42,039 6/30/18
Principal Global Investors (Equity) 721,337 0.68 19,020 3/31/18
PanAgora Asset Management Inc. 599,175 0.57 -8,900 3/31/18
Charles Schwab Investment Management, Inc. 565,479 0.53 87,075 6/30/18
Ashford Capital Management, Inc. 528,715 0.50 166,100 3/31/18
Norges Bank Investment Management (NBIM) 528,460 0.50 528,460 12/31/17
BlackRock Investment Management, LLC 516,711 0.49 2,345 6/30/18
Columbia Threadneedle Investments (US) 474,626 0.45 10,870 3/31/18
J. Goldman & Co., L.P. 472,436 0.45 205,957 3/31/18
Macquarie Investment Management 445,170 0.42 9,904 3/31/18
BlackRock Investment Management (UK) Ltd. 431,893 0.41 15,874 6/30/18
Balyasny Asset Management LP 383,423 0.36 -177,495 3/31/18
Deutsche Asset Management Americas 332,151 0.31 -82,119 3/31/18
Turgeon (Joseph W) 324,419 0.31 -11,860 4/17/18
Sonora Investment Management, LLC 298,967 0.28 37,310 6/30/18
Candriam Belgium S.A. 294,500 0.28 109,500 6/30/18
BNY Mellon Asset Management 272,399 0.26 37,810 6/30/18
UBS Financial Services, Inc. 260,308 0.25 196,447 3/31/18
SELECTRA Management Company S.A. 250,000 0.24 -156,800 12/31/17
Riga (Thomas J.) 249,355 0.24 -2,121 6/25/18
Kennedy Capital Management, Inc. 232,027 0.22 81,035 3/31/18
Rhumbline Advisers Ltd. Partnership 230,884 0.22 13,812 6/30/18
Millennium Management LLC 230,372 0.22 230,372 3/31/18
Goldman Sachs Asset Management (US) 211,508 0.20 -138,864 3/31/18
Citi Investment Research (US) 209,303 0.20 94,428 6/30/18
Legal & General Investment Management Ltd. 208,469 0.20 17,972 6/30/18
Gustafson (Kurt A) 202,029 0.19 13,935 4/2/18
California Public Employees' Retirement System 188,145 0.18 -15,968 3/31/18

* Represents ownership of less than 1% of total shares outstanding.

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Spectrum Pharmaceuticals, Inc. An International Commercial-Stage Biotechnology Company

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